Ethics and Compliance Manager – Global Commodities Trading Ref-444163

2020-02-20T23:03:51+00:00February 20th, 2020|


Jide Chinsman

07590 882 825

Ethics and Compliance Manager – Global Commodities Trading Ref-444163



Up to 100k base salary
Car allowance


IAC are please to be working with a listed commodities trading business who are looking for an Ethics and Compliance Manager to join their front office trading team based in London.

The role has a very broad remit to shape the compliance framework for the energy markets trading division whilst also severing as an SME on a range of regulatory compliance issues. In addition to this you will be a significant contributor in to the scoping and preparing of risk assessment and will leading the global monitoring and transactions surveillance programme. This will include input into design and operational enhancements and liaising with traders and trading management to review transaction surveillance alerts.

You will have the authority to approve new compliance related business initiatives and lead the review of a range of systems and controls.

The successful candidate will be expected to represent the organisation at industry working group meetings and a with a range of global regulatory authorities. You will also be expected to keep up to date with UK and EU regulatory developments and analyse and assess the impact of applicable forthcoming UK and EU legislation in conjunction with Regulatory Affairs, Legal and other internal teams.

Applicants should have at least 8 years experience with a significant part of this spent in a compliance, risk or controls role in a front office trading environment. Candidates must also have in depth knowledge of wholesale traded markets in areas such as REMIT, EMIR, MAR, MiFID and exchange/trading venue rules. You must also be comfortable managing senior relationships across a number of business units and have excellent report writing skills. Applicants must also have had some experience of working in commodities or energy markets but don’t have to be doing so currently.

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